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Sean Davis

37 Years of Experience
Florham Park, NJ
1 DisclosureBroker

Sean Davis is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 37 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Campus Dr, Ste 220, Florham Park, NJ, 07932

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1994
Settled
Employment History
Current Registrations
Wells Fargo Advisors
May 2009 - Present · 17 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2009 - Present · 17 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - May 2009 · 7 yrs
Citigroup Global Markets INC.Broker
May 1995 - May 2009 · 14 yrs
Halpert and Company, INC.Broker
February 1989 - June 1995 · 6 yrs 4 mos
State Registrations13 states
AZCACTFLGAMDMINHNJNYOHORPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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