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Evan Kralstein

Raymond James Financial Services Advisors, INC
37 Years of Experience
Melville, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Evan Kralstein is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Melville, NY, with 37 years of industry experience. Evan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 Walt Whitman Road, Suite 306, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Evan shops for insurance products from major carriers through Bisys Insurance/Crump, dedicating minimal time to this activity. He also owns Evan Thomas Financial LLC and Jace II LLC, both requiring minimal time and the latter being for real estate lease purposes.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2011 - Present · 15 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 9 mos
Previous Registrations
Robert Thomas Securities, INCBroker
September 1998 - January 1999 · 4 mos
Chase Investment Services CORP.Broker
September 1996 - September 1998 · 2 yrs
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
November 1993 - August 1994 · 9 mos
Citicorp Investment ServicesBroker
June 1992 - November 1993 · 1 yr 5 mos
Citicorp Financial Services,inc.Broker
September 1990 - June 1992 · 1 yr 9 mos
Landmark Brokerage Services, INC.Broker
June 1990 - October 1990 · 4 mos
Vanderbilt Securities, INC.Broker
May 1989 - November 1989 · 6 mos
Power Securities CorporationBroker
January 1989 - February 1989 · 1 mo
Allied Capital Group, INC.Broker
June 1988 - January 1989 · 7 mos
State Registrations15 states
CACOCTFLLAMDNCNJNVNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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