MK
MK

Mitch Klenofsky

40 Years of Experience
Paramus, NJ
1 DisclosureBroker

Mitch Klenofsky is a registered investment advisor, based in Paramus, NJ, with 40 years of industry experience.

Location

The Atrium Ste 390, 80 E Rt 4, Paramus, NJ, 07652-2647

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2026 - Present · 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
June 2015 - March 2026 · 10 yrs 9 mos
Ameriprise Financial Services, LLC
June 2015 - March 2026 · 10 yrs 9 mos
Wells Fargo Advisors, LLCBroker
May 2010 - June 2015 · 5 yrs 1 mo
Wells Fargo Advisors, LLC
May 2010 - June 2015 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2010 · 7 mos
Banc of America Investment Services, INC.
August 2006 - October 2009 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
August 2006 - October 2009 · 3 yrs 2 mos
UBS Financial Services INC.
January 2004 - September 2006 · 2 yrs 8 mos
UBS Financial Services INC.Broker
July 2002 - September 2006 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 1998 - July 2002 · 3 yrs 9 mos
Gruntal & CO., L.L.C.Broker
October 1990 - November 1998 · 8 yrs 1 mo
Lehman Brothers INC.Broker
June 1989 - November 1990 · 1 yr 5 mos
The Stuart-James Company, IncorporatedBroker
October 1985 - June 1989 · 3 yrs 8 mos
State Registrations15 states
AZCACTDCFLGAINMAMINJNYORPASDVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Mitch Klenofsky - Financial Advisor | TrueAdvisor