TrueAdvisor
TrueAdvisor
JA
JA

James Abernethy

Wells Fargo Advisors
31 Years of Experience
Winston Salem, NC
2 DisclosuresBroker
View SEC Summary
View SEC Summary

James Abernethy is a registered investment advisor at Wells Fargo Advisors, based in Winston Salem, NC, with 31 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

380 Knollwood St., Suite 340, Winston Salem, NC, 27103

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2019
Withdrawn
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2026 - Present · 2 mos
Wells Fargo Advisors
August 2026 - Present · 2 mos
Previous Registrations
UBS Financial Services INC.
July 2012 - August 2026 · 14 yrs 1 mo
UBS Financial Services INC.Broker
June 2012 - August 2026 · 14 yrs 2 mos
Wachovia Securities, LLC
June 2002 - December 2005 · 3 yrs 6 mos
Wachovia Securities, LLCBroker
June 2002 - December 2005 · 3 yrs 6 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
November 1999 - June 2002 · 2 yrs 7 mos
Wachovia Brokerage ServiceBroker
January 1996 - November 1999 · 3 yrs 10 mos
Jefferson-Pilot Investor Services, INC.Broker
March 1995 - January 1996 · 10 mos
Dmg Securities, INC.Broker
July 1994 - February 1995 · 7 mos
F.N. Wolf & CO., INC.Broker
June 1988 - July 1994 · 6 yrs 1 mo
State Registrations30 states
AKALCACODCDEFLGAIAIDKYLAMAMDMIMTNCNJOHORPASCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Winston Salem, NC →All financial advisors in North Carolina →