Lisa Heffley is a ChFC-designated registered investment advisor at Advantage Investment Management, based in Louisville, KY, with 32 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 386 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advantage Investment Management charges an annual fee based on the value of your portfolio. The maximum annual fee is 1.25%. The fee is calculated each quarter, based on the value of your investments at the end of the previous quarter. The firm may negotiate fees and may waive or impose different fees on any client. A minimum account size of $500,000 is required, but this may be waived at the firm's discretion.
Location
Glenview Pointe Business Center, 2319 Lime Kiln Lane, Suite A, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a member of the Temple Board of Trustees & Investment Committee, a religious non-profit organization. She attends quarterly meetings and listens to updates, dedicating minimal time to this activity.
Employment History
Current Registrations
Advantage Investment Management
Previous Registrations
Benchmark Investments, LLCBroker
Securities America, INC.Broker
Securities Service Network, LLCBroker
Touchstone Securities, INC.Broker
Arm Securities CorporationBroker
Guardian Investor Services CorporationBroker
Providian Securities CorporationBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Raymond James & Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.