Donald Garton
Donald Garton is a CFP, ChFC-designated registered investment advisor at Advantage Investment Management, based in Louisville, KY, with 34 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 386 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advantage Investment Management charges an annual fee based on the value of your portfolio. The maximum annual fee is 1.25%. The fee is calculated each quarter, based on the value of your investments at the end of the previous quarter. The firm may negotiate fees and may waive or impose different fees on any client. A minimum account size of $500,000 is required, but this may be waived at the firm's discretion.
Location
Glenview Pointe Business Center, 2319 Lime Kiln Lane, Suite A, Louisville, KY, 40222
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2004Customer Dispute
November 2002Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Donald manages multiple residential and commercial real estate properties, dedicating a few hours per week to these activities. He also acts as an agent for various insurance products, including life, health, disability, long-term care insurance, and annuities, spending a few hours per week on this as well. Finally, Donald is a member of the finance committee for Highland Presbyterian Church, spending a few hours per week on this activity.
Employment History
Current Registrations
Advantage Investment Management
Previous Registrations
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
Securities America, INC.Broker
Securities Service Network, LLCBroker
Jefferson Pilot Securities CORP
Lincoln Financial Securities CorporationBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.