John Lewis
John Lewis is a registered investment advisor at Rockefeller Capital Management, based in Richmond, VA, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.
Location
200 S 10th Street, Suite 950, Richmond, VA, 23219
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2023Customer Dispute
November 2002Other Business Activities
John serves as a board member for several organizations, including The Faison Centers for Excellence, RX Partnership, and Massey Cancer Center, dedicating minimal time to each. He also owns or co-owns several LLCs related to rental properties, a beef cattle operation, and a retail store, spending about 10-20% of his time on each rental property LLC and a few hours per week on the retail store.
Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Financial LLCBroker
Previous Registrations
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Capital Markets, INC.
Suntrust Capital Markets, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.