David Mangano is a ChFC-designated registered investment advisor, based in Williamsville, NY, with 37 years of industry experience.
Location
5635 Harris Hill Rd, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates his LPL business under the DBAs Evans Investment Services and NBT Investment Services. He is also an insurance agent with Specific Solutions Inc. and NBT Insurance Agency, dedicating about a quarter of his time to non-variable insurance sales.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
M&t Securities, INC.Broker
Equity Services, INC.Broker
MML Investors Services, INC.Broker
The Advisors Group, INC.Broker
G. R. Phelps & CO., INC.Broker
G. R. Phelps & CO., INC.Broker
MML Investors Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.