Catherine Deutsch
Catherine Deutsch is a registered investment advisor at LPL Financial LLC, based in Ventura, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
701 E Santa Clara St, Ste 25, Ventura, CA, 93001
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Customer Dispute
January 2009Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Primevest Financial Services, INC.Broker
Bisys Brokerage Services, INC.Broker
Glenfed Brokerage ServicesBroker
Ba Investment Services, INC.Broker
Glenfed Brokerage ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.