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Shannon Irwin

LPL Financial LLC
32 Years of Experience
Ventura, CA
1 DisclosureBroker
View SEC Summary
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Shannon Irwin is a registered investment advisor at LPL Financial LLC, based in Ventura, CA, with 32 years of industry experience. Shannon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2674 E Main St # E-903, Ventura, CA, 93003

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Sorrento Pacific Financial, LLC
December 2020 - May 2025 · 4 yrs 5 mos
Changepath, LLC
October 2020 - December 2020 · 2 mos
Sorrento Pacific Financial, LLCBroker
July 2009 - May 2025 · 15 yrs 10 mos
Partnervest Securities, INC.Broker
January 2006 - July 2009 · 3 yrs 6 mos
Partnervest Advisory Services LLC
October 2005 - November 2020 · 15 yrs 1 mo
UBS Financial Services INC.Broker
June 2003 - October 2005 · 2 yrs 4 mos
UBS Financial Services INC.
June 2003 - October 2005 · 2 yrs 4 mos
Quick & Reilly, INC.
September 2002 - June 2003 · 9 mos
Quick & Reilly, INC.Broker
June 1994 - June 2003 · 9 yrs
State Registrations3 states
AZCAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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