Gaea Dawn is a registered investment advisor at LPL Financial LLC, based in Ventura, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
965 E. Main St., Ventura, CA, 93001
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Regulatory History (1)
Customer Dispute
November 2019Other Business Activities
Gaea co-owns a condo in South Lake Tahoe with her husband and another couple, which they rent through Air B&B. She also provides investment advisory services through Golden State Asset Management, LLC, dedicating minimal time to this. Gaea spends full-time on her LPL business through Legacy One Financial.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations12 states
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