Joseph Gonzalez
Joseph Gonzalez is a registered investment advisor at Ameritas Advisory Services, LLC, based in Melville, NY, with 34 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 25,632 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameritas Advisory Services offers several investment management programs. Fees vary depending on the program and the amount of your portfolio. Fees are negotiable and can be either a fixed percentage or tiered. Some programs also have administrative fees. Here are some examples:
- Galaxy Program: Maximum fees range from 2.00% on the first $250,000 to 1.00% on amounts over $3,000,001. Transaction fees apply.
- Ameritas Investment Strategies (AIS) Program: Includes a 0.30% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001. Transaction fees apply.
- Adviser Managed Retirement (AMR) Program: Includes a 0.05% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001.
- Adviser Managed Variable Products Program (AMVP): Fees range from 0.50% to 1.00% of the variable product cash value.
Location
425 Broadhollow Rd Ste 405, Melville, NY, 11747
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2005Customer Dispute
May 2003Other Business ActivitiesSells Insurance
Joseph is a senior associate at Dipaola Financial Group, which is the same as his branch, and sells life insurance and fixed insurance products. This activity takes nearly all of Joseph's time, with about half of his time spent on trading.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial CorporationBroker
LPL Financial Corporation
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Essex National Securities, INC.
Essex National Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Royal Alliance Associates, INC.Broker
Chemical Investment Services CORP.Broker
Liberty Securities CorporationBroker
Gna Securities, INC.Broker
Citicorp Financial Services,inc.Broker
Landmark Brokerage Services, INC.Broker
Oxford Capital Securities, INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.