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Gregory Ferguson

37 Years of Experience
Melville, NY
1 DisclosureBroker

Gregory Ferguson is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1990
Final
Other Business Activities

Gregory has ownership stakes in FMRG Holdings LLC (8.33%), Ryami Corp (100%), and AFCM Management (50%), all investment-related and billing for Finet Practice. He also serves as trustee for Ryami Corp's 401k and DBP, dedicating minimal time to these activities.

Employment History
Current Registrations
Wells Fargo Advisors
December 2000 - Present · 25 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
March 1993 - Present · 33 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 1993 - Present · 33 yrs 2 mos
Previous Registrations
Robert Todd Financial CORP.Broker
January 1991 - March 1993 · 2 yrs 2 mos
Malone & Associates, INC.Broker
October 1990 - December 1990 · 2 mos
Mlb Investments, LTD.Broker
June 1990 - September 1990 · 3 mos
Vanderbilt Securities, INC.Broker
February 1990 - June 1990 · 4 mos
J. T. Moran & CO., INC.Broker
June 1988 - February 1990 · 1 yr 8 mos
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Ferguson - Financial Advisor | TrueAdvisor