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Mollie Strong

38 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Mollie Strong is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 38 years of industry experience. Mollie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4295 San Felipe Street Ste 300, Houston, TX, 77027

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2017
Final
Other Business ActivitiesSells Insurance

Mollie sells non-variable insurance, dedicating minimal time to this activity. She also operates her LPL business under the name Symphony Financial Limited Co, dedicating full-time hours.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2024 - Present · 2 yrs
LPL Financial LLC
October 2024 - Present · 2 yrs
Previous Registrations
Centaurus Financial, INC.
April 2024 - October 2024 · 6 mos
Centaurus Financial, INC.
August 2019 - December 2023 · 4 yrs 4 mos
Centaurus Financial, INC.
December 2013 - December 2017 · 4 yrs
Centaurus Financial, INC.Broker
August 2004 - October 2024 · 20 yrs 2 mos
Centaurus Financial, INC.
August 2004 - December 2011 · 7 yrs 4 mos
AXA Advisors, LLCBroker
February 1991 - August 2004 · 13 yrs 6 mos
AXA Advisors, LLC
February 1991 - August 2004 · 13 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1991 - January 2000 · 8 yrs 11 mos
Invest Financial CorporationBroker
June 1988 - January 1991 · 2 yrs 7 mos
State Registrations3 states
NHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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