Derlan Chou
Derlan Chou is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 35 years of industry experience. Derlan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3600 Wilshire Blvd Suite 1914, Los Angeles, CA, 90010
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Regulatory History (1)
Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Derlan sells fixed insurance products (life, health, annuities, long-term care) and is a real estate sales agent. He is also the President of DFIA, LLC DBA Derlan Financial & Insurance Agency LLC, spending about a quarter of his time providing training, marketing, education, and service to life and health insurance agents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Core Pacific Securities USA LLCBroker
AXA Advisors, LLCBroker
Pruco Securities CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.