Michael Stern
Michael Stern is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 11 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating about 10-20% of his time. He also acts as a limited agent in a fiduciary role for his father and works as a financial professional at Strategic Fortune Wealth Management, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Peak American Investment Advisors, INC.
Tamar Securities, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations5 states
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