Joshua Shapiro
Joshua Shapiro is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 20 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3600 Wilshire Blvd., Suite 1914, Los Angeles, CA, 90010
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Regulatory History (1)
Employment Separation After Allegations
October 2019Other Business ActivitiesSells Insurance
Joshua is an agent for fixed insurance with various companies, selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He also owns Bespoke Asset Management, works as a financial professional for Safe Harbor Financial, and is a regional director for Financial Distributors Group, spending about half his time on these activities. Joshua is also involved with baseball as a general manager/coach for Ventura Braves Baseball Club and an assistant coach for Foothill Technology High School, spending a few hours per week on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Mutual Trust Asset Mgmt., INC.
Mutual Trust Company of America SecuritiesBroker
Vision 4 Fund DistributorsBroker
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
Sammons Financial Network, LLCBroker
Girard Securities, INC.Broker
Partnervest Advisory Services LLC
Sorrento Pacific Financial, LLCBroker
Partnervest Securities, INC.Broker
John Hancock Distributors LLCBroker
State Registrations45 states
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