Gerald Wallace
Gerald Wallace is a registered investment advisor at LPL Financial LLC, based in Lynnwood, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16825 48th Ave W #135, Lynnwood, WA, 98037
Get directionsHistory
Regulatory History (3)
Judgment / Lien
March 2016Judgment / Lien
October 2014Judgment / Lien
April 2012Other Business Activities
Gerald is involved in real estate rental activities since February 2022. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wm Financial Services, INC.Broker
Savoy Discount BrokerageBroker
Olde Discount CorporationBroker
New England SecuritiesBroker
A. G. Edwards & Sons, INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.