Thomas Kelly is a registered investment advisor at LPL Financial LLC, based in Lynnwood, WA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3400 188th St SW Suite 305, Lynnwood, WA, 98037
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2008Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
D.A. Davidson & CO.Broker
D.A. Davidson & CO.
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Wells Fargo Investments, LLCBroker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Independent Financial Securities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.