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Wanda Decker

37 Years of Experience
Orlando, FL
1 DisclosureBroker

Wanda Decker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orlando, FL, with 37 years of industry experience. Wanda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

300 S Orange Ave, Ste 750, Orlando, FL, 32801-3347

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2013 - Present · 12 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2013 - Present · 12 yrs 5 mos
Ameriprise Financial Services, LLC
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - December 2013 · 10 mos
Raymond James & Associates, INC.
February 2013 - December 2013 · 10 mos
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
July 2003 - February 2007 · 3 yrs 7 mos
Amsouth Investment Services, INC.
February 2003 - August 2003 · 6 mos
Amsouth Investment Services, INC.Broker
February 1996 - February 2007 · 11 yrs
Laughlin Group Advisors, INC.Broker
August 1995 - January 1996 · 5 mos
MML Investors Services, INC.Broker
August 1988 - July 1995 · 6 yrs 11 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.