Mark Marshall
Mark Marshall is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orlando, FL, with 36 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
529 N Magnolia Ave, Orlando, FL, 32801
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2008Customer Dispute
February 2006Criminal
February 1976Other Business Activities
Mark co-owns H & M Partners, LLC, managing the Ameriprise business, and Peachtree Orlando II, a property ownership venture. He also serves as President of Kingdom Overlook, a legal entity supporting his practice, and as a board member for Marshall, dedicating minimal time to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.