AP
AP

Andrew Petty

24 Years of Experience
Orlando, FL
1 DisclosureBroker

Andrew Petty is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orlando, FL, with 24 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

10917 Dylan Loren Cir, Ste A, Orlando, FL, 32825

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History

Regulatory History (1)
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Customer Dispute
November 2011
Denied
Other Business Activities

Andrew owns multiple real estate properties and is involved with Marlowe, Petty & Associates LLC and MP 007 Ventures LLC, which are related to his Ameriprise franchise practice. He also invests in a startup video game company, spending about a third of his time on his LLCs.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2001 - Present · 24 yrs 11 mos
Ameriprise Financial Services, LLC
November 2001 - Present · 24 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 2001 - July 2006 · 4 yrs 8 mos
State Registrations33 states
ALAZCACOCTFLGAIDILINLAMAMDMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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