John Parham is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
South State Bank, 7100 Three Chopt Rd, Richmond, VA, 23226
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2011Customer Dispute
December 2003Other Business Activities
John is a development committee member for the Triangle YMCA since 2017, a non-profit board member. He also uses South State Investment Services as a DBA for his LPL business since 2019.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.