Christopher Maxwell
Christopher Maxwell is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
606 Willard Place, Raleigh, NC, 27603
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Regulatory History (2)
Customer Dispute
February 2004Customer Dispute
March 1998Other Business ActivitiesSells Insurance
Christopher operates under the DBA Capital Wealth Management, Inc. since 2003. He also sells fixed annuities, long-term care, whole, fixed, and term life insurance since 2004, and owns CWM Properties, LLC, a real estate rental business, since 2012.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.