Robert Willauer
Robert Willauer is a registered investment advisor at LPL Financial LLC, based in Raleigh, NC, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7000 Harps Mill Rd Ste 103, Raleigh, NC, 27615-3241
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Regulatory History (1)
Customer Dispute
April 2020Other Business Activities
Robert operates under the DBA Compass Financial Group. He is also the Vice President of Operations at Adolos, LLC, focusing on technology and operational matters, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Council Financial, INC.
The O.N. Equity Sales CompanyBroker
Sunset Financial Services, INC.Broker
Captrust Financial Advisors, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.