Timothy Caso is a registered investment advisor, based in Ann Arbor, MI, with 26 years of industry experience.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sigma Financial CorporationBroker
September 2022 - Present · 3 yrs 10 mos
Spc
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Esi Financial Advisors
May 2020 - September 2021 · 1 yr 4 mos
Equity Services, INC.Broker
May 2020 - September 2021 · 1 yr 4 mos
MML Investors Services, LLC
February 2018 - March 2020 · 2 yrs 1 mo
MML Investors Services, LLCBroker
January 2018 - March 2020 · 2 yrs 2 mos
Concorde Asset Management, LLC
October 2016 - September 2017 · 11 mos
Concorde Investment Services, LLCBroker
October 2016 - September 2017 · 11 mos
Ameriprise Financial Services, INC.
February 2014 - December 2014 · 10 mos
Ameriprise Financial Services, INC.Broker
February 2014 - December 2014 · 10 mos
Bcg Securities, INC.Broker
May 2013 - February 2014 · 9 mos
Bcg Securities, INC.
May 2013 - February 2014 · 9 mos
Metlife Securities INC.
March 2012 - May 2013 · 1 yr 2 mos
Metlife Securities INC.Broker
December 2011 - May 2013 · 1 yr 5 mos
Nationwide Securities, LLC
August 2010 - November 2011 · 1 yr 3 mos
Nationwide Securities, LLCBroker
April 2010 - November 2011 · 1 yr 7 mos
Metlife Securities INC.
August 2007 - January 2009 · 1 yr 5 mos
Metlife Securities INC.Broker
June 2007 - January 2009 · 1 yr 7 mos
Hornor, Townsend & Kent, INC.Broker
October 2006 - May 2007 · 7 mos
Allstate Financial Services, LLCBroker
August 2004 - August 2005 · 1 yr
American Financial Associates, INC.Broker
August 2002 - June 2004 · 1 yr 10 mos
Granite Securities, LLCBroker
April 2002 - June 2002 · 2 mos
American Financial Associates, INC.Broker
June 1998 - January 2002 · 3 yrs 7 mos
Lincoln Benefit Financial Services, INC.Broker
November 1994 - April 1998 · 3 yrs 5 mos
Mony Securities CORP.Broker
March 1994 - June 1994 · 3 mos
Investment Advisors & Consultants, INC.Broker
October 1989 - January 1990 · 3 mos
Blinder, Robinson & CO., INC.Broker
June 1988 - October 1989 · 1 yr 4 mos
State Registrations1 state
PA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.