SW
SW
Stephen Walsh is a registered investment advisor at Creative Planning, based in Overland Park, KS, with 37 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 84,858 clients with $220B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1101 advisors
Number of Clients
84,858 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$217.4B
Fee Structure
Minimum Investment:$30K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees and how they are charged are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5454 W. 110th Street, Overland Park, KS, 66211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2008Denied
Employment History
Current Registrations
Creative Planning
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
PNC Investments
December 2013 - January 2017 · 3 yrs 1 mo
PNC InvestmentsBroker
December 2013 - January 2017 · 3 yrs 1 mo
Oppenheimer & CO. INC.
November 2012 - December 2013 · 1 yr 1 mo
Oppenheimer & CO. INC.Broker
October 2012 - December 2013 · 1 yr 2 mos
Amerivest Investment Management, LLC
May 2006 - October 2012 · 6 yrs 5 mos
TD Ameritrade, INC.
December 2004 - October 2012 · 7 yrs 10 mos
TD Ameritrade, INC.Broker
December 2004 - October 2012 · 7 yrs 10 mos
Charles Schwab & CO., INC.
February 2003 - December 2004 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
August 1997 - December 2004 · 7 yrs 4 mos
Raike Financial Group INC.Broker
May 1996 - July 1997 · 1 yr 2 mos
City Securities CorporationBroker
March 1995 - May 1996 · 1 yr 2 mos
First Colonial Securities Group, INC.Broker
October 1994 - March 1995 · 5 mos
D. Blech & Company, IncorporatedBroker
June 1994 - October 1994 · 4 mos
Dean Witter Reynolds INC.Broker
August 1992 - May 1994 · 1 yr 9 mos
J. W. Gant & Associates, INC.Broker
November 1990 - July 1992 · 1 yr 8 mos
First Montauk Securities CORP.Broker
August 1990 - November 1990 · 3 mos
J. W. Gant & Associates, INC.Broker
August 1988 - July 1990 · 1 yr 11 mos
State Registrations1 state
FL
Advisor
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Exams
No exam information available for this advisor.