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Stephen Murphy

34 Years of Experience
Melville, NY
2 DisclosuresBroker

Stephen Murphy is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Broadhollow Rd, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Settled
Customer Dispute
June 2000
Denied
Other Business Activities

Stephen has a 44.78% ownership stake in The Murph's Famous, LLC, a non-alcoholic drink mixture company, since 2007. He spends a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Advisors
July 2021 - Present · 4 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
May 2021 - August 2021 · 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2018 - August 2021 · 3 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
August 2010 - November 2016 · 6 yrs 3 mos
Janney Montgomery Scott LLCBroker
October 2003 - August 2010 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
May 1998 - August 2003 · 5 yrs 3 mos
Kirlin Securities INC.Broker
July 1992 - June 1998 · 5 yrs 11 mos
Kirlin Securities INC.Broker
March 1989 - December 1990 · 1 yr 9 mos
Investors Center, INC.Broker
September 1988 - March 1989 · 6 mos
State Registrations19 states
AZCACTFLGAILMEMOMTNCNJNYOHPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.