TrueAdvisor
TrueAdvisor
JJ
JJ

Jack Johnson

Vanderbilt Advisory Services
38 Years of Experience
La Canada, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jack Johnson is a registered investment advisor at Vanderbilt Advisory Services, based in La Canada, CA, with 38 years of industry experience. Jack is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

La Canada, CA

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2015
Final
Employment Separation After Allegations
August 2013
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jack is a baseball umpire for various high schools and colleges in the San Gabriel Valley and Los Angeles areas. He also serves as a voting board member for San Gabriel Valley Umpire, spending minimal time on these activities.

Employment History
Current Registrations
Vanderbilt Advisory Services
April 2023 - Present · 3 yrs 6 mos
Vanderbilt Securities, LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Wedbush Securities INC.Broker
October 2015 - April 2023 · 7 yrs 6 mos
Wedbush Securities INC.
October 2015 - April 2023 · 7 yrs 6 mos
RBC Capital Markets, LLC
September 2013 - October 2015 · 2 yrs 1 mo
RBC Capital Markets, LLCBroker
September 2013 - October 2015 · 2 yrs 1 mo
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
September 1988 - June 2009 · 20 yrs 9 mos
State Registrations10 states
AZCACOIDMINMNYOHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in La Canada, CA →All financial advisors in California →