RM
RM

Robert Mitnick

37 Years of Experience
Chatham, NJ
Broker

Robert Mitnick is a registered investment advisor at Seelaus Asset Management, LLC, based in Chatham, NJ, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 270 clients with $1.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
270 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)

Seelaus Asset Management's (SAM) advisory fee for retail accounts can be up to 1.5% of the value of your portfolio annually. This fee is typically paid quarterly in advance. For institutional accounts, the fee can range up to 1.0% annually, paid quarterly in arrears. Fees are negotiable. SAM also offers an automated investment program called GAISER with a $10,000 minimum.

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Location

26 Main Street, Suite 304, Chatham, NJ, 07928

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Seelaus Asset Management, LLC
January 2015 - Present · 11 yrs 3 mos
R. Seelaus & CO., LLCBroker
November 2001 - Present · 24 yrs 5 mos
Previous Registrations
Granite Springs Asset Management, LLC
January 2013 - June 2013 · 5 mos
R. Seelaus & CO., INC.
January 2009 - April 2013 · 4 yrs 3 mos
Prudential Securities IncorporatedBroker
March 1997 - November 2001 · 4 yrs 8 mos
First Interregional Equity CORP.Broker
October 1988 - May 1997 · 8 yrs 7 mos
Marsco Investment CorporationBroker
August 1988 - October 1988 · 2 mos
State Registrations20 states
CACOCTDCDEFLKYMAMDNCNJNYOHOKPATXVAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.