Bruce Lafferre
Bruce Lafferre is a ChFC-designated registered investment advisor at Mwa Financial Services, INC., based in Louisville, KY, with 19 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,012 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Adviser-managed and third-party managed accounts charge annual fees ranging from 0.25% to 1.50% of assets under management. Fees are negotiable.
Fee Estimator
Location
2509 Plantside Drive, Unit 7, Louisville, KY, 40299
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2000Employment History
Current Registrations
Mwa Financial Services, INC.
Mwa Financial Services INC.Broker
Previous Registrations
W&s Brokerage Services, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Locust Street Securities, INC.Broker
1717 Capital Management CompanyBroker
Pml Securities CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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