Joe Myers is a registered investment advisor, based in Surprise, AZ, with 37 years of industry experience.
Location
Surprise, AZ
Get directionsHistory
Regulatory History (7)
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Judgment / Lien
November 2024Judgment / Lien
December 2019Judgment / Lien
June 2018Customer Dispute
August 2016Denied
Customer Dispute
June 2012Denied
Customer Dispute
March 2009Denied
Customer Dispute
April 2006Settled
Other Business ActivitiesSells Insurance
Joe is the 100% owner of Myers Investment Group, offering securities, fixed annuities, long-term care, and life insurance since 1994. This takes minimal time.
Employment History
Current Registrations
Investment Planners, INC.
March 2020 - Present · 6 yrs 6 mos
Ipi Wealth Management, INC.
March 2020 - Present · 6 yrs 6 mos
Investment Planners, INC.Broker
March 2020 - Present · 6 yrs 6 mos
Previous Registrations
Independent Financial Group, LLC
April 2013 - March 2020 · 6 yrs 11 mos
Independent Financial Group, LLCBroker
April 2013 - March 2020 · 6 yrs 11 mos
Prospera Financial Services, INC.
September 2007 - April 2013 · 5 yrs 7 mos
Prospera Financial Services, INC.Broker
September 2007 - April 2013 · 5 yrs 7 mos
Linsco/private Ledger CORP.
August 1994 - September 2007 · 13 yrs 1 mo
Linsco/private Ledger CORP.Broker
August 1994 - September 2007 · 13 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, INC.Broker
April 1991 - August 1994 · 3 yrs 4 mos
Edward D. Jones & CO., L.P.Broker
February 1990 - March 1991 · 1 yr 1 mo
Edward D. Jones & CO., L.P.Broker
August 1988 - May 1991 · 2 yrs 9 mos
State Registrations9 states
AZFLIDKYMTNCSCTNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.