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Michael Mogavero

Strategic Advisers LLC
26 Years of Experience
Jericho, NY
1 DisclosureBroker
View SEC Summary
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Michael Mogavero is a CFA-designated registered investment advisor at Strategic Advisers LLC, based in Jericho, NY, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Jericho, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a board member at Temple Or Elohim since 2018, meeting to make decisions regarding temple activities. This requires minimal time.

Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
March 2022 - Present · 4 yrs 7 mos
Fidelity Brokerage Services LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
April 2022 - March 2025 · 2 yrs 11 mos
Nylife Securities LLCBroker
December 2015 - March 2022 · 6 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - August 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2015 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
October 2011 - October 2012 · 1 yr
Chase Investment Services CORP.
October 2011 - October 2012 · 1 yr
Morgan Stanley Smith Barney LLC
July 2010 - August 2011 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
June 2010 - August 2011 · 1 yr 2 mos
Weiss, Peck & Greer, L.L.C.Broker
December 1991 - July 2000 · 8 yrs 7 mos
Wertheim Schroder & CO. IncorporatedBroker
April 1990 - December 1990 · 8 mos
Drexel Burnham Lambert IncorporatedBroker
December 1988 - March 1990 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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