Mark Spooner is a CFP-designated registered investment advisor, based in Summit, NJ, with 24 years of industry experience.
Location
475 Springfield Ave., Suite #1, Summit, NJ, 07901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is involved with Simplicity Group Holdings, an investment-related activity.
Employment History
Current Registrations
The Leaders Group, INC.Broker
October 2025 - Present · 7 mos
The Leaders Group, INC.
October 2025 - Present · 7 mos
Simplicity Wealth
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
July 2020 - August 2023 · 3 yrs 1 mo
Investacorp, INC.Broker
March 2016 - July 2020 · 4 yrs 4 mos
NFP Advisor Services, LLCBroker
April 2015 - December 2015 · 8 mos
Sigma Financial CorporationBroker
December 2008 - February 2009 · 2 mos
Spc
November 2008 - February 2009 · 3 mos
Jefferson Pilot Securities CorporationBroker
December 2005 - November 2006 · 11 mos
Jefferson Pilot Securities CORP
November 2005 - November 2006 · 1 yr
Merrill Lynch Pierce Fenner & Smith INC.
October 2003 - November 2003 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - November 2003 · 2 mos
Royal Alliance Associates, INC.Broker
January 1997 - September 2003 · 6 yrs 8 mos
Keogler, Morgan & Company, INC.Broker
January 1995 - January 1997 · 2 yrs
Summit Equities, INC.Broker
January 1991 - January 1995 · 4 yrs
State Registrations1 state
NJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.