Randolph Moore
Randolph Moore is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Scottsdale, AZ, with 37 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
7333 E Doubletree Ranch Rd, Ste 120, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (6)
Judgment / Lien
January 2024Customer Dispute
November 2005Customer Dispute
June 2003Customer Dispute
November 2001Customer Dispute
November 2001Customer Dispute
October 1999Other Business ActivitiesSells Insurance
Randolph is an agent/producer of non-variable insurance since 2013 and a financial coach under the DBA "More 4 U Financial Solutions" since 2020. He also works as a solicitor for tax preparation, accounting, bookkeeping, and CPA services since 2023.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Ssn Advisory, INC.
Householder Group Estate & Retirement Specialists
Householder Group Financial Advisors, LLC
Securities Service Network, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.