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Michael Brabant

37 Years of Experience
New York, NY
3 DisclosuresBroker

Michael Brabant is a registered investment advisor at Jefferies Investment Advisers LLC, based in New York, NY, with 37 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B

Fee Structure

One-Time Plan:$500 - $50,000
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Location

520 Madison Avenue, New York, NY, 10022

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
December 2009
Settled
Customer Dispute
September 2009
Settled
Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 3 yrs
Jefferies LLCBroker
August 2009 - Present · 16 yrs 9 mos
Jefferies LLC
August 2009 - Present · 16 yrs 9 mos
Previous Registrations
Leucadia Asset Management LLC
March 2021 - August 2023 · 2 yrs 5 mos
Deutsche Bank Securities INC.Broker
November 2005 - September 2009 · 3 yrs 10 mos
Credit Suisse First Boston LLCBroker
January 2003 - December 2005 · 2 yrs 11 mos
Credit Suisse First Boston
January 2003 - December 2005 · 2 yrs 11 mos
Credit Suisse First Boston CorporationBroker
November 2000 - January 2002 · 1 yr 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
May 1998 - January 2003 · 4 yrs 8 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1998 - January 2003 · 5 yrs
Goldman, Sachs & CO.Broker
September 1988 - January 1998 · 9 yrs 4 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAIAILINKSLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.