AP
CFA
AP
CFA

Arturo Padilla

17 Years of Experience
Broker

Arturo Padilla is a CFA-designated registered investment advisor at Jefferies Investment Advisers LLC, based in Miami, FL, with 17 years of industry experience. Arturo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B

Fee Structure

One-Time Plan:$500 - $50,000
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Location

1450 Brickell Avenue, Suite 1710, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arturo's wife owns Tiny Beets LLC (catering services) and Rayforce LLC (import/ecommerce of athletic equipment). Arturo reports spending no time on either business and indicates his wife is the 100% owner of both.

Employment History
Current Registrations
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 10 mos
Jefferies LLC
March 2021 - Present · 5 yrs 1 mo
Jefferies LLCBroker
March 2021 - Present · 5 yrs 1 mo
Previous Registrations
Leucadia Asset Management LLC
May 2021 - August 2023 · 2 yrs 3 mos
Hsbc Securities (USA) INC.
March 2013 - March 2021 · 8 yrs
Hsbc Securities (USA) INC.Broker
July 2008 - March 2021 · 12 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.