JF
JF
Jaime Fals
30 Years of Experience
New York, NY
1 DisclosureBroker
Jaime Fals is a registered investment advisor at Jefferies Investment Advisers LLC, based in New York, NY, with 30 years of industry experience. Jaime operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B
Loading...
Location
520 Madison Avenue, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Settled
Other Business Activities
Jaime co-owns Montauk Grove Partners LLC and Grove Coast LLC, both real estate parcel investments, since 2015. Jaime dedicates minimal time to these activities.
Employment History
Current Registrations
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Jefferies LLC
July 2015 - Present · 10 yrs 10 mos
Jefferies LLCBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Leucadia Asset Management LLC
August 2015 - August 2023 · 8 yrs
Morgan Stanley
June 2009 - August 2015 · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2015 · 6 yrs 2 mos
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
February 2007 - June 2009 · 2 yrs 4 mos
Lehman Brothers INC.Broker
April 1995 - February 2007 · 11 yrs 10 mos
State Registrations13 states
ALCACODEFLGAILNCNJNYPRTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.