MA
MA
Mario Afram is a registered investment advisor at Wells Fargo Advisors, based in Paramus, NJ, with 37 years of industry experience. Mario is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
461 From Road, Suite 101, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002Denied
Employment History
Current Registrations
Wells Fargo Advisors
June 2022 - Present · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2011 - July 2022 · 10 yrs 7 mos
UBS Financial Services INC.
December 2011 - July 2022 · 10 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
November 2000 - April 2007 · 6 yrs 5 mos
Painewebber IncorporatedBroker
November 1996 - November 2000 · 4 yrs
Smith Barney INC.Broker
September 1989 - December 1996 · 7 yrs 3 mos
American Express Financial Advisors INC.Broker
December 1988 - May 1989 · 5 mos
Ids Life Insurance CompanyBroker
December 1988 - May 1989 · 5 mos
State Registrations17 states
CACTFLHIILMDMEMONCNJNYOHPASCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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