KL
KL

Kevin John Leahy

35 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
523 clients
Average Client Portfolio
$936K average
Assets Under Management
$489.7M

Fee Structure

Financial Planning:Investment management only
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Location

845 Third Avene Suite 1703, New York, NY, 10022-7513

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin is the Chairman of Locust Advisory LLC, providing consulting services to CEOs, dedicating a few hours per week. He is also an artist at MSL Galleries, LLC, spending a few hours per week, and updates ADV and brochures for Herold Advisors, Inc., spending minimal time.

Employment History
Current Registrations
Herold Advisors, INC.
October 2021 - Present · 4 yrs 4 mos
Herold & Lantern Investments, INC.Broker
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Bernard Herold & CO., INC.Broker
June 2013 - November 2020 · 7 yrs 5 mos
Pershing LLCBroker
September 1988 - June 2011 · 22 yrs 9 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.