TrueAdvisor
TrueAdvisor
AL
AL

Alan Lichtenstein

Concorde Asset Management, LLC
36 Years of Experience
Setauket, NY
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Lichtenstein is a registered investment advisor at Concorde Asset Management, LLC, based in Setauket, NY, with 36 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.

Concorde Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
3,705 clients
Average Client Portfolio
$162K average
Assets Under Management
$598.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

61 Route 25A, Setauket, NY, 11733

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2025
Final
Regulatory
July 2024
Final
Regulatory
June 2024
Final
Customer Dispute
May 2008
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan is involved in several business activities, including real estate sales, brokerage activities through Fortitude Investment Group, and investment advisory sales and service with Concorde Asset Management. He also markets and sells various types of insurance, including life, health, disability, long-term care, and property & casualty insurance, both directly and through Concorde Insurance Agency.

Employment History
Current Registrations
Concorde Asset Management, LLC
May 2017 - Present · 9 yrs 5 mos
Concorde Investment Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
January 2011 - June 2015 · 4 yrs 5 mos
Alternative Wealth Strategies, INC.Broker
September 2006 - May 2010 · 3 yrs 8 mos
Equity Services, INC.Broker
January 2003 - September 2006 · 3 yrs 8 mos
Pruco Securities CorporationBroker
September 1989 - January 2003 · 13 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
September 1989 - December 1993 · 4 yrs 3 mos
Robert Todd Financial CORP.Broker
April 1989 - August 1989 · 4 mos
J. T. Moran & CO., INC.Broker
November 1988 - December 1988 · 1 mo
Blinder, Robinson & CO., INC.Broker
October 1988 - November 1988 · 1 mo
State Registrations13 states
ALAZCACTFLLANCNJNYORPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Setauket, NY →All financial advisors in New York →