Thomas Mcmullen
Thomas Mcmullen is a registered investment advisor at UBS Financial Services INC., based in San Diego, CA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
12220 El Camino Real, Suite 400, San Diego, CA, 92130
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2015Customer Dispute
August 2008Customer Dispute
March 2008Customer Dispute
July 2000Customer Dispute
April 2000Other Business Activities
Thomas assists his wife with her gourmet popcorn business, providing advice, sales support, and help at events. He is also a passive investor in three real estate LLCs, seeking returns commensurate with his risk.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.