GK
GK
Gregory Kennedy
37 Years of Experience
Greenwood Village, CO
5 DisclosuresBroker
Gregory Kennedy is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006Closed-No Action
Customer Dispute
June 2005Settled
Customer Dispute
May 2003Settled
Customer Dispute
November 1998Settled
Employment Separation After Allegations
June 1993Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
Everen Securities, INC.Broker
September 1990 - June 1993 · 2 yrs 9 mos
Boettcher & Company, INC.Broker
November 1988 - September 1990 · 1 yr 10 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.