RT
RT
Rachel Tavlarides
20 Years of Experience
Greenwood Village, CO
1 DisclosureBroker
Rachel Tavlarides is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016Settled
Other Business Activities
Rachel works as a contractor for BeautyCounter, a retail and online store, focusing on sales and marketing. She spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
September 2022 - Present · 4 yrs
Morgan Stanley
September 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - September 2022 · 9 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2022 · 9 yrs 11 mos
Chase Investment Services CORP.
May 2006 - October 2012 · 6 yrs 5 mos
Chase Investment Services CORP.Broker
May 2006 - October 2012 · 6 yrs 5 mos
Marathon Advisors, INC
September 2005 - June 2006 · 9 mos
Cri Securities, LLCBroker
September 2005 - May 2006 · 8 mos
Securian Financial Services, INC.Broker
September 2005 - May 2006 · 8 mos
State Registrations27 states
AZCACOCTDEFLGAIAIDILKSKYMONCNHNJNYOHOKORPASCTNTXUTVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.