BA
BA
Bradley Adams
24 Years of Experience
Greenwood Village, CO
6 DisclosuresBroker
Bradley Adams is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012Denied
Customer Dispute
September 2011Settled
Customer Dispute
September 2010Denied
Customer Dispute
May 2006Denied
Customer Dispute
March 2005Denied
Customer Dispute
February 2005Denied
Other Business Activities
Bradley is the sole proprietor/owner of Silver Peak Rd LLC, a real estate property management company, since 2019. He spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
May 2022 - Present · 4 yrs 4 mos
Morgan Stanley
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - May 2022 · 9 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - May 2022 · 9 yrs 7 mos
Chase Investment Services CORP.
November 2007 - October 2012 · 4 yrs 11 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
May 2001 - July 2005 · 4 yrs 2 mos
State Registrations32 states
AKARAZCACOFLGAHIIDILINMAMDMNMOMSMTNCNENMNVNYOHOKORPASDTXUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.