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Randy Koontz

Uniting Wealth Partners
37 Years of Experience
Rogers, AR
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Randy Koontz is a registered investment advisor at Uniting Wealth Partners, based in Rogers, AR, with 37 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 854 clients with $930M in assets under management.

Uniting Wealth Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
854 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$934.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Wealth management fees range up to 2.00% annually based on factors such as the scope and complexity of services, the level of assets managed, and the overall relationship. Fees may be negotiable at the sole discretion of Uniting Wealth Partners.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3300 S Market St, Suite 400, Rogers, AR, 72758

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
Employment Separation After Allegations
May 1990
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Randy is a licensed insurance agent involved in insurance sales and implementation of insurance recommendations, dedicating about 10% of his time to this. He also owns Pinnacle Wealth Mgt., a support company, dedicating a few hours per week.

Employment History
Current Registrations
Uniting Wealth Partners
October 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2018 - October 2024 · 6 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2018 - October 2024 · 6 yrs 2 mos
Raymond James & Associates, INC.
August 2006 - August 2018 · 12 yrs
Raymond James & Associates, INC.Broker
August 2006 - August 2018 · 12 yrs
Morgan Stanley
April 2002 - August 2006 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 2002 - August 2006 · 4 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
July 1990 - April 2002 · 11 yrs 9 mos
Gna Securities, INC.Broker
October 1988 - June 1990 · 1 yr 8 mos
State Registrations1 state
AR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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