Randy Koontz
Randy Koontz is a registered investment advisor at Uniting Wealth Partners, based in Denver, CO, with 37 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 527 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Uniting Wealth Partners charges a percentage of your portfolio annually for investment management services, paid quarterly in advance. The exact percentage depends on the complexity of your situation, the amount they manage for you, and your overall relationship with them, but it will not exceed 2.00% annually. If you invest in private funds through Uniting Wealth Partners, those assets are included when calculating the investment advisory fee. If Uniting Wealth Partners recommends using independent investment managers, the total fee you pay, including their fee and the independent manager's fee, will not exceed 2.00% annually.
Location
240 Saint Paul Street, Suite 300, Denver, CO, 80206
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Employment Separation After Allegations
May 1990Other Business ActivitiesSells Insurance
Randy is a licensed insurance agent involved in insurance sales and implementation of insurance recommendations, dedicating about 10% of his time to this. He also owns Pinnacle Wealth Mgt., a support company, dedicating a few hours per week.
Employment History
Current Registrations
Uniting Wealth Partners
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
A. G. Edwards & Sons, INC.Broker
Gna Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.