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Scott Shepherd

Uniting Wealth Partners
35 Years of Experience
Rogers, AR
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Scott Shepherd is a registered investment advisor at Uniting Wealth Partners, based in Rogers, AR, with 35 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 854 clients with $930M in assets under management.

Uniting Wealth Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
854 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$934.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Wealth management fees range up to 2.00% annually based on factors such as the scope and complexity of services, the level of assets managed, and the overall relationship. Fees may be negotiable at the sole discretion of Uniting Wealth Partners.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3300 S Market St, Suite 400, Rogers, AR, 72758

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2005
Denied
Customer Dispute
August 2002
Denied
Customer Dispute
May 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is an owner of Pinnacle Wealth Management LLC and SHSPWM LLC, both pass-through entities. He is also a licensed insurance agent involved in insurance sales and implementation of insurance recommendations, dedicating about 10% of his time to this activity.

Employment History
Current Registrations
Uniting Wealth Partners
October 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2018 - October 2024 · 6 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2018 - October 2024 · 6 yrs 2 mos
Raymond James & Associates, INC.
November 2005 - August 2018 · 12 yrs 9 mos
Raymond James & Associates, INC.Broker
October 2005 - August 2018 · 12 yrs 10 mos
Morgan Stanley
March 1998 - November 2005 · 7 yrs 8 mos
Morgan Stanley Dw INC.Broker
January 1995 - November 2005 · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1990 - January 1995 · 4 yrs 3 mos
State Registrations1 state
AR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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