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Juan Avila
25 Years of Experience
Fort Lauderdale, FL
2 DisclosuresBroker
Juan Avila is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
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Regulatory History (2)
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Customer Dispute
July 2008Denied
Customer Dispute
May 2008Denied
Other Business Activities
Juan works as a carpenter since 2021, dedicating a few hours per week outside of business hours. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Morgan StanleyBroker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2014 - July 2018 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
July 2014 - July 2018 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - January 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - January 2013 · 1 yr 1 mo
Metlife Securities INC.Broker
December 2008 - January 2010 · 1 yr 1 mo
Banc of America Investment Services, INC.
May 2008 - August 2008 · 3 mos
Banc of America Investment Services, INC.Broker
May 2008 - August 2008 · 3 mos
Charles Schwab & CO., INC.
January 1997 - September 2007 · 10 yrs 8 mos
Charles Schwab & CO., INC.Broker
January 1997 - September 2007 · 10 yrs 8 mos
Chatfield Dean & CO., INC.Broker
July 1995 - August 1996 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.