Joe Rowland
Joe Rowland is a registered investment advisor at Raymond James & Associates, INC., based in Nashville, TN, with 37 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
1033 Demonbreun Street, Suite 500, Nashville, TN, 37203
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2011Customer Dispute
May 2008Customer Dispute
February 2008Customer Dispute
February 2000Other Business Activities
Joe is the president of New Brighton Townhouses, LLC, a two-unit townhouse Homeowners Association, since 2019. He spends minimal time maintaining common areas with a neighbor.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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