Genny Patterson
Genny Patterson is a registered investment advisor at RBC Capital Markets, LLC, based in Phoenix, AZ, with 27 years of industry experience. Genny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
2398 East Camelback Road, Suite 700, Phoenix, AZ, 85016-3467
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2016Judgment / Lien
April 2014Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Morgan Stanley Dw INC.Broker
Banc of America Investment Services, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.